SELL-SIDE RESEARCH   •   BUY-SIDE INVESTING   •   CORPORATE INVESTOR RELATIONS

Capital Markets Strategy
Through the Investor's Lens

Tri-Vantage Advisory helps public and emerging-growth companies sharpen their investment thesis, strengthen strategic positioning, and engage more effectively with the capital markets.

THE TRI-VANTAGE DIFFERENCE

Three Perspectives. One Integrated Strategy.

Successful investor relations requires more than communicating financial results. It requires understanding how the capital markets actually evaluate a business.

01

SELL-SIDE RESEARCH

Understand how the Street analyzes your company.

How companies are modeled, how expectations develop, how catalysts are identified and how valuation frameworks influence investor perception.

03

CORPORATE INVESTOR RELATIONS

Turn strategy into an investable story.

Translate strategy, operating performance and financial objectives into clear, credible investor communications.

Three perspectives. One objective: position your company to be better understood, more effectively communicated and appropriately valued.

WHAT WE DO

Strategy Before Communication

Effective investor relations begins long before the earnings release, investor presentation or conference call.

01

Investor Relations Strategy

Develop a comprehensive IR strategy aligned with corporate priorities, investor expectations and the long-term investment thesis.

02

Capital Markets Strategy

Evaluate investor perception, valuation, peer positioning, shareholder composition and market expectations.

03

Investment Thesis & Strategic Messaging

Distill complex businesses into clear, differentiated and credible investment narratives.

04

Investor Engagement

Target and engage appropriate institutional investors, analysts and other capital-markets participants.

05

Management & Investor Communications

Prepare management for earnings calls, investor meetings, conferences and fireside chats.

06

Strategic & Special Situations Advisory

Support management through financings, transactions, strategic changes and other high-stakes situations.

OUR APPROACH

See Your Company the Way Investors See It.

Management teams understandably view their companies from the inside. Investors view them differently — comparing growth, margins, cash generation, competitive positioning, capital allocation, execution risk and valuation against hundreds of competing opportunities.

The result: an investor-relations strategy built around how capital is actually allocated.

01

What is the investment thesis?

02

How does the market currently perceive the company?

03

Where is the disconnect between strategy and investor perception?

04

What can management do to close that gap?

WHY TRI-VANTAGE

Experience From Every Side of the Market

Tri-Vantage was founded on a simple premise: companies make better capital-markets decisions when they understand how investors actually think.

Eric Goldstein

FOUNDER & MANAGING DIRECTOR

Eric brings more than 30 years of capital-markets experience spanning sell-side equity research, institutional investment management and senior corporate investor relations. His career provides firsthand perspective on how analysts evaluate companies, how portfolio managers allocate capital and how management teams communicate with the market.

Bear Stearns  •  Institutional Investing  •  Magna International  •  SES AI  •  Fisker  •  Water Tower Research

“

The perspective of the analyst.
The perspective of the investor.
The perspective of management.

All brought to one side of the table — yours.

LET'S TALK

Better Investor Engagement Starts With Better Strategy.

Whether the objective is sharpening an investment thesis, improving investor perception, expanding institutional ownership or navigating a strategic transition, Tri-Vantage helps management teams approach the capital markets with greater clarity and purpose.

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